Joanne Boggs

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2016-01-12

WI RA
APPROVED

Since 2016-01-12

Branch Locations

2901 W. Beltline Highway Suite 200, Madison, WI 53713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Transamerica Financial Advisors	Madison	WI	07/2015	Present
World Financial Group, Inc.	Madison	WI	12/2014	Present
Pigtail Properties Llc	Portage	WI	06/2011	Present
Baraboo Area Chamber Of Commerce	Baraboo	WI	08/2018	Present
Debtmerica Llc	Santa Ana	CA	10/2018	03/2022
Conquer Legacy Group	Portage	WI	05/2025	Present

07/2015 → Present

Transamerica Financial Advisors

Madison, WI
12/2014 → Present

World Financial Group, Inc.

Madison, WI
06/2011 → Present

Pigtail Properties Llc

Portage, WI
08/2018 → Present

Baraboo Area Chamber Of Commerce

Baraboo, WI
10/2018 → 03/2022

Debtmerica Llc

Santa Ana, CA
05/2025 → Present

Conquer Legacy Group

Portage, WI

Other Businesses

Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). 1)PIGTAIL PROPERTIES LLC/INVESTMENT RELATED - NO/W10994 PIGTAIL ALLEY ROAD, PORTAGE WI 53901; 608-742-0994/OWN RENTAL PROPERTY/MEMBER/06.2011/4/0/MANAGE APARTMENT LEASES AND UPKEEP OF PROPERTY; COLLECT RENT.#10;#10; BARABOO AREA CHAMBER OF COMMERCE / 0818-PRESENT / INVESTMENT RELATED: NO /600 W CHESTNUT ST. BARABOO, WI 53913/ MEMBER / CHAMBER OF CONGRESS / HRS WORK MONTHLY: 2 / SEC TRADING HRS: 0 / NONE CONQUER LEGACY GROUP POSITION: member NATURE: Single member LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/30/2025 ADDRESS: W10994 Pigtail Alley Road, Portage WI 53901, United States DESCRIPTION: This is simply a pass-through entity. My daily activities surround my agent/rep role with WFG/TFA.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-01-12
S63	Uniform Securities Agent State Law Examination	2015-09-01

S65 Uniform Investment Adviser Law Examination

2016-01-12
S63 Uniform Securities Agent State Law Examination

2015-09-01

Other Names

Joanne Raupp
Joanne Raupp

View on SEC IAPD