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Dawn Marie Sakolsky

LPl Financial LLC

Denville, NJ

CRD 2557530

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2008-06-26
  • NJ RA
    APPROVED
    Since 2008-06-26

Branch Locations

145 Diamond Spring Rd, Denville, NJ 07834-2720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Rockaway NJ 06/2008 Present
  • 06/2008 → Present
    Lpl Financial
    Rockaway, NJ
Previous Registrations
  • 2008-01-01 → 2008-07-01
    Wells Fargo Clearing Services, Llc
    Mountain Lakes, NJ
  • 2005-08-22 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Rockaway, NJ
    St. Louis, MO
    Rockaway, NJ
Other Businesses

1. 06/26/08 - DUPHINEY FINANCIAL NETWORK - DBA ONLY 2. 02/25/2015 - OTHER - NOTARY PUBLIC - TIME SPENT 1 HOUR PER MONTH - DENVILLE, NJ

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-19
S63 Uniform Securities Agent State Law Examination 2003-04-17
  • S66 Uniform Combined State Law Examination
    2005-08-19
  • S63 Uniform Securities Agent State Law Examination
    2003-04-17
Other Names
  • Dawn Marie Mcelroy

View on SEC IAPD

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