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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-05-07 |
| TX | RA | APPROVED | 2024-05-07 |
Branch Locations
1000 Social St Suite 1250, Raleigh, NC 27609 • United States
3800 Glenwood Avenue Suite 500, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Indianapolis | IN | 02/2014 | 04/2024 |
| Morgan Stanley | Raleigh | NC | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 2014-06-23 |
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