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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-09 |
| NJ | RA | APPROVED | 2017-04-24 |
| PA | RA | APPROVED | 2017-04-20 |
Branch Locations
401 New Road 2Nd Floor, Linwood, NJ 08221 • United States
1400 N. Providence Road Suite 3005, Media, PA 19063-2098 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Media | PA | 03/1995 | 04/2017 |
| Janney Montgomery Scott Llc | Media | PA | 04/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-16 |
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