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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-08-05
TX RA APPROVED_RES 2020-04-15
AL RA APPROVED 2013-03-07
  • NC RA
    APPROVED
    Since 2026-08-05
  • TX RA
    APPROVED_RES
    Since 2020-04-15
  • AL RA
    APPROVED
    Since 2013-03-07

Branch Locations

740 Shades Creek Parkway, Birmingham, AL 35209 • United States

Birmingham, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Durham NC 01/2010 Present
  • 01/2010 → Present
    Morgan Stanley Smith Barney
    Durham, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-02
S63 Uniform Securities Agent State Law Examination 1998-08-29
  • S65 Uniform Investment Adviser Law Examination
    2005-07-02
  • S63 Uniform Securities Agent State Law Examination
    1998-08-29

View on SEC IAPD

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