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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-08-05 |
| TX | RA | APPROVED_RES | 2020-04-15 |
| AL | RA | APPROVED | 2013-03-07 |
Branch Locations
740 Shades Creek Parkway, Birmingham, AL 35209 • United States
Birmingham, AL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Durham | NC | 01/2010 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-29 |
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