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Oona Louise Raffensberger

Janney Montgomery Scott LLC

York, PA

CRD 2557032

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Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-01-08
  • PA RA
    APPROVED
    Since 2019-01-08

Branch Locations

1700 Westgate Drive Suite 103, York, PA 17408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Inc. Lemoyne PA 11/1998 Present
Weeusables Consignment Event New York NY 07/2023 Present
  • 11/1998 → Present
    Janney Montgomery Scott Inc.
    Lemoyne, PA
  • 07/2023 → Present
    Weeusables Consignment Event
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-01-07
S63 Uniform Securities Agent State Law Examination 1997-08-19
  • S65 Uniform Investment Adviser Law Examination
    2019-01-07
  • S63 Uniform Securities Agent State Law Examination
    1997-08-19
Other Names
  • Oona Louise Horn

View on SEC IAPD

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