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Todd Russell Godin

Stifel, Nicolaus & Company, Incorporated

Wilmington, NC

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-10-26
TX RA APPROVED 2022-10-26
  • NC RA
    APPROVED
    Since 2022-10-26
  • TX RA
    APPROVED
    Since 2022-10-26

Branch Locations

2005 Eastwood Road Suite 102, Wilmington, NC 28403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Wilmington NC 08/2000 10/2022
Stifel, Nicolaus & Company, Incorporated Wilmington NC 10/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-10
S63 Uniform Securities Agent State Law Examination 1997-02-07
  • S65 Uniform Investment Adviser Law Examination
    1998-03-10
  • S63 Uniform Securities Agent State Law Examination
    1997-02-07

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · Wilmington, NC
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WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC
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STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, NC
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