Jack Thomas Sardegna

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1999 → 08/2018
  Axa Advisors, Llc
  New York, NY
• 08/2018 → Present
  Gwn Securities, Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 1999-01-12 → 2018-09-18
  Equitable Advisors, Llc
  Tampa, FL
  Tampa, FL

Other Businesses

LIFE, HEALTH, ANNUITY, DISABILITY, LONG TERM CARE POSITION: Certified Financial Planner NATURE: Life insurance, health insurance, annuity, disability, long term care INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 03/01/1995 ADDRESS: P.O. Box 340927, Tampa FL 33694, United States DESCRIPTION: Provide insurance products for clients that have a need. MADISON BROKERAGE POSITION: Certified Financial Planner NATURE: Life Insurance, Fixed Annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 09/01/2018 ADDRESS: P.O. Box 340927, Tampa FL 33694, United States DESCRIPTION: Madison provides me access to life insurance, fixed annuities ABMM FINANCIAL, Is Investment Related, DBA, Financial Professional, 2018-08-31,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales. MAGELLAN FINANCIAL Is Investment Related,, "Fixed Life Insurance, Fixed Annuities", Retirement Planner, 2022-07-22, 15 hours per month, 15 hours per month during trading hours, Commission Compensation, Magellan provides me access to Fixed Life Insurance Products and Fixed Annuities.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-19
• S63 Uniform Securities Agent State Law Examination
  1997-08-02

Designations

• Certified Financial Planner