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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2000-02-14 |
Branch Locations
700 Canal Street Serendipity Labs 1St Floor, Stamford, CT 06902 • United States
225 Chimney Corner Ln Suite 2001, Jupiter, FL 33458 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 01/1996 | 01/2022 |
| Nava Stamp Company | Darien | CT | 04/2000 | 01/2022 |
| Nava Investment & Financial Services | Stamford | CT | 03/2000 | 02/2018 |
| Commonwealth Financial Network | Waltham | MA | 01/2022 | Present |
| Nava Stamp Company | Stamford | CT | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-15 |
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