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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-12-05 |
| PA | RA | APPROVED | 2014-04-02 |
| TX | RA | APPROVED_RES | 2002-03-27 |
Branch Locations
300 Conshohocken State Road Suite 400, West Conshohocken, PA 19428 • United States
Palm Beach Gardens, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Bala Cynwyd | PA | 01/1998 | Present |
07/2005 WELLNESS COMMUNITY OF PHILADEPHIA - BD MEMBER / HELP MANAGE THE ORGANIZATIONS FINANCE; 8 HRS PER MTH, 0 BSNS HRS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-30 |
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