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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-17
TX RA APPROVED_RES 2022-09-19
AL RA APPROVED 2013-02-13
  • FL RA
    APPROVED
    Since 2026-04-17
  • TX RA
    APPROVED_RES
    Since 2022-09-19
  • AL RA
    APPROVED
    Since 2013-02-13

Branch Locations

Navarre, FL • United States

2900 Highway 280 Suite 100, Birmingham, AL 35223 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Birmingham AL 02/2013 Present
Previous Registrations
  • 2009-06-29 → 2013-02-13
    Morgan Keegan & Company, Llc
    Hoover, AL
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
    Hoover, AL
Other Businesses

EASTER SEALS OF BIRMINGHAM POSITION: DIRECTOR/ OFFICER/MEMBER-BOARD OR COMMITTEE NATURE: TREASURER INVESTMENT RELATED: NO NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 0 START DATE: 2006 ADDRESS: 200 BEACON PARKWAY WEST, BIRMINGHAM, AL. 35209 DESCRIPTION: TREASURER

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-06-25
S63 Uniform Securities Agent State Law Examination 2000-05-24
  • S65 Uniform Investment Adviser Law Examination
    2009-06-25
  • S63 Uniform Securities Agent State Law Examination
    2000-05-24

View on SEC IAPD

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