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Current Employers
Markowski Investments

Tampa, FL • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-04
NY RA APPROVED 2021-08-13
  • FL RA
    APPROVED
    Since 2026-08-04
  • NY RA
    APPROVED
    Since 2021-08-13

Branch Locations

Tampa, FL • United States

Tampa, FL • United States

Compass Financial Management Llc

2422 W. Sunset Drive, Tampa, FL 33629 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-04
NY RA APPROVED 2021-08-13
  • FL RA
    APPROVED
    Since 2026-08-04
  • NY RA
    APPROVED
    Since 2021-08-13

Branch Locations

2422 W. Sunset Drive, Tampa, FL 33629 • United States

Tampa, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Westminster Financial Securities, Inc. Vandalia OH 02/1999 Present
Markowski Investments Tampa FL 01/1999 Present
Compass Financial Management Tampa FL 09/2018 Present
  • 02/1999 → Present
    Westminster Financial Securities, Inc.
    Vandalia, OH
  • 01/1999 → Present
    Tampa, FL
  • 09/2018 → Present
    Compass Financial Management
    Tampa, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-16
S63 Uniform Securities Agent State Law Examination 1994-11-28
  • S65 Uniform Investment Adviser Law Examination
    2016-03-16
  • S63 Uniform Securities Agent State Law Examination
    1994-11-28

View on SEC IAPD

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