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James Francis Fisher

Ameriprise Financial Services, LLC

Midlothian, VA

Virginia Beach, VA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-02-03
TX RA APPROVED_RES 2024-06-18
VA RA APPROVED 2024-05-31
  • AL RA
    APPROVED
    Since 2026-02-03
  • TX RA
    APPROVED_RES
    Since 2024-06-18
  • VA RA
    APPROVED
    Since 2024-05-31

Branch Locations

Midlothian, VA • United States

295 Bendix Rd Ste 150, Virginia Beach, VA 23452 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbia Management Investment Advisers, Llc Boston MA 05/2010 12/2023
Columbia Management Investment Distributors, Inc. Boston MA 05/2010 12/2023
Ameriprise Financial Services, Llc Virginia Beach VA 05/2024 Present
Unemployed Midlothian VA 01/2024 05/2024
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-08
S63 Uniform Securities Agent State Law Examination 1995-10-31
  • S66 Uniform Combined State Law Examination
    2005-07-08
  • S63 Uniform Securities Agent State Law Examination
    1995-10-31
Other Names
  • Jim Fisher

View on SEC IAPD

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Other Offices

STEWARD PARTNERS INVESTMENT ADVISORY, LLC · Midlothian, VA
KESTRA ADVISORY SERVICES, LLC · Midlothian, VA
AMERIPRISE FINANCIAL SERVICES, LLC · Midlothian, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Midlothian, VA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Midlothian, VA
EDWARD JONES · MIDLOTHIAN, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Midlothian, VA
J. W. COLE ADVISORS, INC. · Midlothian, VA

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