Paul Brian Doherty

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2005 → Present
  Commonwealth Financial Network
  Waltham, MA
• 07/2005 → Present
  Wells Financial Partners, Llc
  Newton, MA

Previous Registrations

• 1998-04-03 → 2005-07-20
  1717 Capital Management Company
  Newark, DE

Other Businesses

1. WELLS FINANCIAL PARTNERS, LLC; SELLING FIXED INSURANCE PRODUCTS, AT BRANCH LOCATION; SPENDS 1% OF TIME ENGAGED IN ACTIVITY; INVESTMENT RELATED. 2. PBD FINANCIAL LLC; SOLE OWNER OF ENTITY CREATED FOR SECURITIES BUSINESS; CONDUCTED AT BRANCH LOCATION; INVESTMENT RELATED.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-03-14
• S63 Uniform Securities Agent State Law Examination
  1994-10-28

Designations

• Certified Financial Planner