Daniel Stan

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2024-11-14

CT RA
APPROVED

Since 2024-11-14

Branch Locations

Greenwich, CT • United States

14 Fairfield Drive Suite 108, Brookfield, CT 06804 • United States

1 Corporate Drive Suite 205, Shelton, CT 06484 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc.	Greenwich	CT	11/1994	11/2024
Prudential Insurance Company Of America	Greenwich	CT	11/1994	Present
Lpl Enterprise, Llc	Brookfield	CT	11/2024	Present

11/1994 → 11/2024

Pruco Securities, Llc.

Greenwich, CT
11/1994 → Present

Prudential Insurance Company Of America

Greenwich, CT
11/2024 → Present

Lpl Enterprise, Llc

Brookfield, CT

Previous Registrations

2021-05-20 → 2024-11-14

Pruco Securities, Llc.

White Plains, NY

White Plains, NY

White Plains, NY

White Plains, NY

Shelton, CT

Greenwich, CT

Brookfield, CT

Greenwich, CT

Other Businesses

1) 03/07/2025- None- Property and Casualty- I sell P&C policies- inv. related- at Brookfield, CT- start date 11/18/2024-40hrs/mnth-2hrs during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-02-01
S63	Uniform Securities Agent State Law Examination	1994-12-14

S65 Uniform Investment Adviser Law Examination

2001-02-01
S63 Uniform Securities Agent State Law Examination

1994-12-14

View on SEC IAPD