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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-02-24 |
| IL | RA | APPROVED | 2021-02-16 |
Branch Locations
30 S Wacker Dr 39Th & 40Th Fls, Chicago, IL 60606 • United States
500 Lake Cook Rd Stes 175 & 300, Deerfield, IL 60015 • United States
1000 Hart Rd Ste 105, Barrington, IL 60010 • United States
30 S Wacker Dr Ste 3900 [Support Center], Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Lake Forest | IL | 08/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lake Forest | IL | 11/2016 | 03/2020 |
| Morgan Stanley | Glenview | IL | 03/2020 | 02/2021 |
| Wells Fargo Clearing Services, Llc | Chicago | IL | 02/2021 | Present |
RENTAL PROPERTY, INV RELATED, EVANSTON, IL, 100% OWNERSHIP, START 9/1/2023, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, ROOM RENTAL.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-09 |
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