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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-02-24
IL RA APPROVED 2021-02-16
  • TX RA
    APPROVED_RES
    Since 2021-02-24
  • IL RA
    APPROVED
    Since 2021-02-16

Branch Locations

30 S Wacker Dr 39Th & 40Th Fls, Chicago, IL 60606 • United States

500 Lake Cook Rd Stes 175 & 300, Deerfield, IL 60015 • United States

1000 Hart Rd Ste 105, Barrington, IL 60010 • United States

30 S Wacker Dr Ste 3900 [Support Center], Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Lake Forest IL 08/2015 11/2016
Wells Fargo Clearing Services, Llc Lake Forest IL 11/2016 03/2020
Morgan Stanley Glenview IL 03/2020 02/2021
Wells Fargo Clearing Services, Llc Chicago IL 02/2021 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY, INV RELATED, EVANSTON, IL, 100% OWNERSHIP, START 9/1/2023, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, ROOM RENTAL.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-02-23
S63 Uniform Securities Agent State Law Examination 1994-11-09
  • S66 Uniform Combined State Law Examination
    2010-02-23
  • S63 Uniform Securities Agent State Law Examination
    1994-11-09

View on SEC IAPD

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