Luis Manuel Garcia

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-03-19
AL	RA	APPROVED	2013-02-13

FL RA
APPROVED

Since 2026-03-19
AL RA
APPROVED

Since 2013-02-13

Branch Locations

Treasure Island, FL • United States

601 Madison Street, Huntsville, AL 35801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Huntsville	AL	02/2013	Present

02/2013 → Present

Raymond James & Associates, Inc.

Huntsville, AL

Previous Registrations

2003-08-29 → 2013-02-13

Morgan Keegan & Company, Llc

Huntsville, AL

Huntsville, AL
2003-07-01 → 2003-09-02

Wells Fargo Clearing Services, Llc

Huntsville, AL
1995-06-02 → 2003-07-01

Prudential Equity Group, Llc

Huntsville, AL

Other Businesses

(1)Name of Business: 601 Madison Street LLC Address: 601 Madison Street, Huntsville, AL, 35801, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 03/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-03-10
S63	Uniform Securities Agent State Law Examination	1995-02-03

S65 Uniform Investment Adviser Law Examination

1995-03-10
S63 Uniform Securities Agent State Law Examination

1995-02-03

Other Names

Luis M Garcia

View on SEC IAPD