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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED_RES | 2018-05-25 |
| PA | RA | APPROVED | 2009-06-01 |
Branch Locations
Cross Creeke Pointe Suite 401 1065 Highway 315, Wilkes Barre, PA 18702 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Wilkes Barre | PA | 06/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-02 |
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