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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-08-02 |
| TX | RA | APPROVED | 2021-04-09 |
| CT | RA | APPROVED | 2021-04-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| A.J. Pace & Co., Inc. | New York | NY | 12/2003 | 04/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Westport | CT | 04/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-24 |
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