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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-05-07
  • NY RA
    APPROVED
    Since 2025-05-07

Branch Locations

255 Executive Drive, Suite 102, Plainview, NY 11803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 05/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 05/2025 Present
Ibn Financial Plainview NY 08/2014 05/2025
Previous Registrations
  • 2014-07-17 → 2025-06-04
    Plainview, NY
    Liverpool, NY
    Liverpool, NY
    Plainview, NY
    Liverpool, NY
  • 2011-08-03 → 2014-06-11
    Sunnyside, NY
    Morristown, NJ
    Plainview, NY
  • 2008-10-02 → 2011-08-04
    Chase Investment Services Corp.
    Jamaica, NY
    Bayside, NY
  • 2007-05-29 → 2008-10-02
    Long Island City, NY
  • 2004-09-14 → 2007-05-29
    Citicorp Investment Services
    Long Island City, NY
    Long Island City, NY
Other Businesses

1) LG WEALTH MANAGEMENT LLC, 255 Executive Dr, Suite 102, Plainview NY 11803, 05/2025, Financial Advisor who does approx. 10% insurance, Insurance/Benefits/Human Resources, INV REL, 5 HR/MO, 1 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-06
S63 Uniform Securities Agent State Law Examination 1995-06-14
  • S65 Uniform Investment Adviser Law Examination
    2005-06-06
  • S63 Uniform Securities Agent State Law Examination
    1995-06-14

View on SEC IAPD

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