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404 Old Liverpool Rd., Liverpool, NY 13088 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-01-23 |
Branch Locations
404 Old Liverpool Rd., Liverpool, NY 13088 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Melville | NY | 09/2005 | 03/2017 |
| American Portfolios Financial Services, Inc. | Holbrook | NY | 03/2017 | 12/2018 |
| Traderfield Securities Inc. | Staten Island | NY | 01/2019 | 09/2020 |
| A.G. Morgan Financial Advisors, Llc | Massapequa | NY | 03/2017 | 09/2020 |
| Ibn Financial Services, Inc. | Holbrook | NY | 12/2022 | Present |
| J.D. Prosperities, Inc. | Holbrook | NY | 09/2020 | 06/2024 |
| Ibn Advisory Services, Inc. | Liverpool | NY | 12/2022 | Present |
| Zing Financial, Inc. | Holbrook | NY | 04/2026 | Present |
| Northwell Health | Westbury | NY | 06/2025 | 07/2026 |
RockstarX.; Neurodiverse UK/US Based business. Coach Founder. 5% Owner. Less than 10 hours per month, 4 or less hours during market hours. Harlem Standard, LLC.; American Whiskey company. Minority Owner. 2% owner. Less than 4 hours per month, 2 or less hours during market hours. Camp My Way; Nonprofit BC Canadian Wellness Society. Board Member. 0% owner. Less than 4 hours per month, 2 or less hours during market hours. NEA Member Services; Education Professional Member Organization. Retirement Specialist. 0% owner. 20 hours per month, 20 hours during market hours
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-05-23 |
| S65 | Uniform Investment Adviser Law Examination | 2023-01-23 |
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