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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-07-14
DC RA APPROVED 2022-05-11
  • VA RA
    APPROVED
    Since 2026-07-14
  • DC RA
    APPROVED
    Since 2022-05-11

Branch Locations

Alexandria, VA • United States

1845 K Street, N.W., Washington, DC 20006-1209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advantage Waypoint, Llc Glen Burnie MD 11/2015 11/2020
Unemployed Fort Washington MD 11/2020 05/2021
Janney Montgomery Scott Llc Richmond VA 05/2021 03/2022
Charles Schwab & Co., Inc. Alexandria VA 03/2022 Present
Charles Schwab Bank, Ssb Alexandria VA 03/2022 Present
Td Ameritrade Investment Management, Llc Washington DC 01/2023 06/2024
Td Ameritrade, Inc. Washington DC 10/2022 06/2024
  • 11/2015 → 11/2020
    Advantage Waypoint, Llc
    Glen Burnie, MD
  • 11/2020 → 05/2021
    Unemployed
    Fort Washington, MD
  • 05/2021 → 03/2022
    Richmond, VA
  • 03/2022 → Present
    Alexandria , VA
  • 03/2022 → Present
    Charles Schwab Bank, Ssb
    Alexandria, VA
  • 01/2023 → 06/2024
    Td Ameritrade Investment Management, Llc
    Washington, DC
  • 10/2022 → 06/2024
    Td Ameritrade, Inc.
    Washington, DC
Previous Registrations
  • 2023-02-09 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Washington, DC
  • 2021-09-13 → 2022-03-24
    Richmond, VA
  • 2012-01-03 → 2015-11-16
    Baltimore, MD
  • 2009-04-24 → 2012-01-04
    Chestertown, MD
    Pocomoke City, MD
    Crisfield, MD
    Snow Hill, MD
    Ocean City, MD
    Berlin, MD
    Ocean City, MD
    Ocean City, MD
    Ocean Pines, MD
    Pittsville, MD
    Snow Hill, MD
    Snow Hill, MD
    Chestertown, MD
    Chestertown, MD
    Easton, MD
    St. Michaels, MD
    St. Michaels, MD
    Easton, MD
    Chestertown, MD
    Galena, MD
    Rock Hall, MD
    Chestertown, MD
    Centreville, MD
  • 2008-09-26 → 2009-03-10
    Integrity Planners Inc.
    San Bernardino, CA
  • 2001-06-25 → 2006-10-31
    First Wall Street Corp.
    San Diego, CA
    San Diego, CA
    La Jolla, CA
    San Diego, CA
    La Jolla, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-12
S63 Uniform Securities Agent State Law Examination 2021-09-13
S65 Uniform Investment Adviser Law Examination 1996-02-08
  • S66 Uniform Combined State Law Examination
    2022-01-12
  • S63 Uniform Securities Agent State Law Examination
    2021-09-13
  • S65 Uniform Investment Adviser Law Examination
    1996-02-08
Designations
Other Names
  • Christopher A. Snowling
  • Christopher Snowling

View on SEC IAPD

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