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John Joseph Obrien

Valic Financial Advisors, Inc.

Houston, TX

Mt. Laurel, NJ

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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-05-18
  • NJ RA
    APPROVED
    Since 2021-05-18

Branch Locations

2919 Allen Parkway L3-20, Houston, TX 77019-2158 • UNITED STATES

Mt. Laurel, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brinker Capital Securities, Inc. Berwyn PA 03/2004 12/2017
Innovative Investment Fiduciaries Moorestown NJ 01/2018 06/2020
Unemployed Mt. Laurel NJ 06/2020 04/2021
Valic Financial Advisors, Inc. Houston TX 05/2021 Present
  • 03/2004 → 12/2017
    Brinker Capital Securities, Inc.
    Berwyn, PA
  • 01/2018 → 06/2020
    Innovative Investment Fiduciaries
    Moorestown, NJ
  • 06/2020 → 04/2021
    Unemployed
    Mt. Laurel, NJ
  • 05/2021 → Present
    Valic Financial Advisors, Inc.
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-08-11
S66 Uniform Combined State Law Examination 2004-09-13
  • S63 Uniform Securities Agent State Law Examination
    2021-08-11
  • S66 Uniform Combined State Law Examination
    2004-09-13
Other Names
  • Jay Obrien
  • John Obrien
  • John Joseph Obrien
  • Jay O'BRien

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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