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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-04-26 |
| CA | RA | APPROVED | 2010-05-24 |
Branch Locations
465 E. Fir Ave Suite 105, Fresno, CA 93720-2975 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Fresno | CA | 04/2010 | Present |
1. 5/14/2010 - THEISEN DUEKER FINANCIAL CONSULTING GROUP - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) 2. 11/14/2010 - THIESEN DUEKER - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) 3. 09/01/2011 - THIESEN DUEKER GROUP - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) 4. 03/25/2026 - Thiesen Dueker Modern Wealth Management - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 08/10/2023 - 160 hours per month/ 40 hours during trading 5. 03/25/2026 - Asset Wealth Advisors - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 10/22/2024 6. 03/25/2026 - Guided Wealth Advisors - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 10/22/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-10 |
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