Stephen Kent Mouse

Claim This Profile

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-02-25
KS	RA	APPROVED	2001-10-11

TX RA
APPROVED_RES

Since 2025-02-25
KS RA
APPROVED

Since 2001-10-11

Branch Locations

4001 W. 114Th St Suite 200, Leawood, KS 66211-2604 • United States

Urich, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Leawood	KS	03/2008	Present

03/2008 → Present

Rbc Capital Markets, Llc

Leawood, KS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-09-26

S66 Uniform Combined State Law Examination

2001-09-26

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

FIRST NATIONAL ADVISERS, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

TFB ADVISORS, LLC

BEACON WEALTH ADVISORY

FREESTATE ADVISORS LLC

GAUGHAN & CONNEALY WEALTH MANAGEMENT, LLC

Other Investors

COREY RANDALL BIERL

JASON BRETT COLE

JAY PATRICK SIMPSON

MATTHEW JOHN SCHOENFELD

NATHAN DAVID PAULSON

Michael Nathan Paulson

MICHAEL FRANK BACA

THOMAS SCOTT WOODWARD

Other Offices

LPL FINANCIAL LLC · LEAWOOD, KS

STATE FARM INVESTMENT MANAGEMENT CORP. · Leawood, KS

FIRST NATIONAL ADVISERS, LLC · Overland Park, KS

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS

TFB ADVISORS, LLC · OVERLAND PARK, KS

BEACON WEALTH ADVISORY · OVERLAND PARK, KS

Reviews

Want to share your experience?

Loading reviews...

Reach out to this advisor