Stephen J Mcdonnell

Current Employers

Independent Financial Partners

3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2011-08-12

WI RA
APPROVED

Since 2011-08-12

Branch Locations

734 Clinton Street, Waukesha, WI 53186 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Independent Financial Partners	Waukesha	WI	08/2011	Present

08/2011 → Present

Independent Financial Partners

Waukesha, WI

Other Businesses

(1) Retirement Plan Solutions; DBA; Investment Related; 734 Clinton St, Waukesha, WI 53186; Employee; Solicitation of potential new clients and qualified retirement plans as well as support of existing clients as needed; Start 7/8/11; 20 hr/mo, 20 hrs/mo during trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-07-28
S63	Uniform Securities Agent State Law Examination	1994-11-21

S65 Uniform Investment Adviser Law Examination

2011-07-28
S63 Uniform Securities Agent State Law Examination

1994-11-21

Other Names

Stephen Joseph Mcdonnell

View on SEC IAPD

Current Employers

Independent Financial Partners

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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