Robert Scott Lerman

Financial Northeastern Securities, LLC

Palm Beach Gardens, FL

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Current Employers

Financial Northeastern Securities, Llc

100 Passaic Avenue One Greenbrook Corporate Center, Fairfield, NJ 07004 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2007-01-31

NJ RA
APPROVED

Since 2007-01-31

Branch Locations

Palm Beach Gardens, FL • United States

100 Passaic Avenue, Fairfield, NJ 07004 • UNITED STATES

100 Passaic Ave One Greenbrook Corporate Center , Fairfield, NJ 07004 • United States

100 Passaic Avenue, Fairfield, NJ 07004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Financial Northeastern Securities, Inc.	Fairfield	NJ	10/1994	Present
Fns	Fairfield	NJ	10/1994	Present

10/1994 → Present

Financial Northeastern Securities, Inc.

Fairfield, NJ
10/1994 → Present

Fns

Fairfield, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-08-30
S63	Uniform Securities Agent State Law Examination	1995-03-03

S65 Uniform Investment Adviser Law Examination

1999-08-30
S63 Uniform Securities Agent State Law Examination

1995-03-03

View on SEC IAPD

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