Best Investors
Account
Sign in
Best Investors
Account
Sign in
T. Rowe Price Associates, Inc. CRD 105496
$2.20T regulatory AUM 83 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1307 Point Street, Baltimore, MD 21231 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2020-09-05 |
Branch Locations
1307 Point Street, Baltimore, MD 21231 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pimco Investments Llc | New York | NY | 02/2011 | 04/2017 |
| Pacific Investment Management Company Llc | New York | NY | 02/2011 | 04/2017 |
| Patrick Capital Markets, Llc | Saint Louis | MO | 05/2018 | 06/2019 |
| Unemployed | Pittsburgh | PA | 04/2017 | 05/2018 |
| Saxony Capital Management, Llc | Saint Louis | MO | 06/2018 | 06/2019 |
| Unemployed | New York | NY | 06/2019 | 08/2019 |
| Oppenheimer & Co Inc | Doylestown | PA | 08/2019 | 09/2019 |
| T Rowe Price | Owings Mills | MD | 09/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-03 |
| S65 | Uniform Investment Adviser Law Examination | 2000-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-24 |
Reach out to this advisor