Keith Edward Kozak

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-03-19
MI	RA	APPROVED	2010-09-30

TX RA
APPROVED_RES

Since 2020-03-19
MI RA
APPROVED

Since 2010-09-30

Branch Locations

35055 West Twelve Mile Road Suite 101, Farmington Hills, MI 48331 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Farmington Hills	MI	10/1994	Present
Morgan Stanley Smith Barney	Farmington	MI	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

10/1994 → Present

Citigroup Global Markets Inc.

Farmington Hills, MI
06/2009 → Present

Morgan Stanley Smith Barney

Farmington, MI
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-01-03
S65	Uniform Investment Adviser Law Examination	1994-12-15

S63 Uniform Securities Agent State Law Examination

1995-01-03
S65 Uniform Investment Adviser Law Examination

1994-12-15

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Exams

Other Firms

Other Investors

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