Best Investors Account Sign in

Laurie B Russell

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Alex City, AL

Montgomery, AL

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 1997-01-29
AL RA APPROVED 1996-02-07
  • TX RA
    APPROVED_RES
    Since 1997-01-29
  • AL RA
    APPROVED
    Since 1996-02-07

Branch Locations

Alex City, AL • United States

4001 Carmichael Rd, Montgomery, AL 36106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Montgomery AL 03/1994 Present
Bank Of America, Na Montgomery AL 11/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-12-19
S63 Uniform Securities Agent State Law Examination 1994-12-09
  • S65 Uniform Investment Adviser Law Examination
    1995-12-19
  • S63 Uniform Securities Agent State Law Examination
    1994-12-09

View on SEC IAPD

More in Alex City, AL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor