John Zamboanga

Current Employers

Employment History

• 02/2020 → 12/2023
  Douglas Miller
  San Jose, CA
• 02/2020 → 12/2023
  Northwestern Mutual Investment Services Llc
  San Jose, CA
• 02/2020 → 02/2020
  Douglas B Miller
  San Jose, CA
• 07/2018 → 11/2019
  Triad Advisors Llc
  Pleasanton, CA
• 04/2018 → 06/2018
  Unemployed
  Livermore, CA
• 10/2016 → 03/2018
  Scottrade Td Ameritrade
  Castro Valley, CA
• 09/2012 → 10/2016
  Td Ameritrade
  Walnut Creek, CA
• 11/2019 → 01/2020
  Unemployed
  Livermore, CA
• 08/2020 → 12/2023
  Michael Byrne
  San Jose, CA
• 12/2020 → 12/2023
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 02/2024 → 12/2024
  Golden State Equity Partners, Llc
  South Coast Metro, CA
• 12/2024 → Present
  Infinity Financial Services Advisory
  Pleasanton, CA
• 01/2025 → Present
  Infinity Financial Services
  Pleasanton, CA

Previous Registrations

• 2024-02-29 → 2024-12-02
  Ascentis Independent Advisors, Llc
  Dallas, TX
  Livermore, CA
• 2020-02-28 → 2024-01-02
  Northwestern Mutual Investment Services, Llc
  Campbell, CA
• 2018-10-01 → 2019-11-01
  Continuum Advisory, Llc
  Pleasanton, CA
  Eagle, ID
• 2017-01-26 → 2018-03-08
  Scottrade Investment Management
  Saint Louis, MO
• 2012-09-19 → 2016-10-03
  Td Ameritrade, Inc.
  Campbell, CA
  Walnut Creek, CA
• 2012-09-19 → 2016-10-03
  Td Ameritrade Investment Management, Llc
  Campbell, CA
  Walnut Creek, CA
• 2011-01-21 → 2012-09-27
  Avisen Advisors, Llc
  Sacramento, CA
• 2008-12-19 → 2010-12-31
  Cetera Wealth Services, Llc
  Rancho Cordova, CA
• 2005-08-26 → 2008-11-21
  Wells Fargo Investments, Llc
  Rocklin, CA
  Rocklin, CA
  Rocklin, CA
  Roseville, CA
  Roseville, CA
  Lincoln, CA
• 2003-03-21 → 2005-08-29
  Morgan Stanley Dw Inc.
  Roseville, CA
• 2001-01-11 → 2003-04-02
  Ubs Financial Services Inc.
  San Francisco, CA

Other Businesses

(1) Business Name: DBA Tri-Valley Wealth Management, Address: 574 Caliente Ave, Livermore CA 94550, Investment related, Nature of the business: DBA for securities business; Start date: 02/2024, Title: CEO of Tri-Valley Wealth Management as a DBA, Hours: 160 hours/ month, Occurs during business hours: Yes 120 hours/ month (2) Business Name: Tri-Valley Wealth Management, Address: 574 Caliente Ave, Livermore CA 94550, Investment related, Nature of the business: Independent insurance sales including fixed annuities, insurance policies such as life, health, property, and casualty, etc., Start date: 02/2024, Title: CEO of Tri-Valley Wealth Management as a DBA, Hours: 2 hours per month, Occurs during business hours: No

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-12-27
• S63 Uniform Securities Agent State Law Examination
  1995-01-18

Other Names

• John Joseph Zamboanga
• John Zamboanga
• John J Zamboanga