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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2010-09-30
  • WI RA
    APPROVED
    Since 2010-09-30

Branch Locations

11270 W Park Place Suite 100, Milwaukee, WI 53224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Phoenix AZ 09/1995 Present
The Northwestern Mutual Life Ins. Co Milwaukee WI 10/1995 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 09/1995 → Present
    Phoenix, AZ
  • 10/1995 → Present
    The Northwestern Mutual Life Ins. Co
    Milwaukee, WI
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

REPRESENTATIVE FOR T.S.I. (TELE-SALES INC.) (PREPAID PHONE CARD CO) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-11-08
  • S63 Uniform Securities Agent State Law Examination
    1994-11-08
Designations

View on SEC IAPD

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