Michael Dominick Palazzolo

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2005 → Present
  Guardian Life Insurance Company Of America
  Woodbury, NY
• 06/2014 → 10/2024
  American Portfolios Financial Services, Inc.
  Holbrook, NY
• 10/2024 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2014-08-08 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY
• 2007-02-06 → 2014-07-07
  Park Avenue Securities Llc
  Woodbury, NY
  Woodbury, NY

Other Businesses

1.DBA-FORTRESS FINANCIAL SERVICES, INC. SELLING NON-GUARDIAN INSURANCE PRODUCTS. 2. MP PLANNING LLC SETUP TO PAY FOR BUSINESS EXPENSES - NO BUSINESS COMPENSATION FLOWS THROUGH THE LLC. 119 FIG DR DIX HILLS NY 11746. 3. FINANCIAL PLANNING ASSOCIATION - EDUCATION & NETWORKING, NOT INVESTMENT RELATED, START DATE = 06/2018, 0% OWNERSHIP, .5 HRS./MO. 4. FORTRESS FINANCIAL SERVICES, INC. POSITION: co partner NATURE: S corp investment advice INVESTMENT RELATED: Yes NUMBER OF HOURS: 125 SECURITIES TRADING HOURS: 125 START DATE: 08/01/2008 ADDRESS: 200 Motor Pkwy, Hauppauge NY 11788, United States DESCRIPTION: advise client how to invest their funds as it relates to their goals risk tolerance and time frame 5. MP PLANNING LLC POSITION: president NATURE: SETUP TO PAY FOR BUSINESS EXPENSES INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2004 ADDRESS: 119 FIG DR, DIX HILLS NY 11746, United States DESCRIPTION: set up to pay business expenses 6. FICTION BOOK ROUTE 80 POSITION: author NATURE: author of book INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/16/2025 ADDRESS: 119 Fig Drive, Dix Hills NY 11746, United States DESCRIPTION: I wrote a fiction book and the title is Route 80

Exams

• S66 Uniform Combined State Law Examination
  2006-01-12
• S63 Uniform Securities Agent State Law Examination
  1995-03-07

Other Names

• Michael Palazzolo