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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gulf Coast Produce Company | Houston | TX | 01/2003 | Present |
| J.P. Morgan Securities Llc | Houston | TX | 10/2012 | Present |
| Rivers Patout Rental Property | Houston | TX | 04/2013 | Present |
| Verdera Energy Corp | Vancouver | 10/2024 | Present |
Entity Name: Manhattan Metals Corp Investment related: No "Address: Manhattan Metals Corp Suite 1221 1771 Robson Street, Vancouver British Columbia, V6G 1C9 www.manhattanmills.com Website coming soon but not yet populated." Nature of the other business: Precious Metals Position/Title/Relationship: Owner/Partner Start Date: 03/27/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This company mines gold and silver in Nevada and operates a mill to process the ore. I would be a shareholder only with no responsibilities or other role. This is nothing similar to my firm role and there is no connection to JPMorgan Chase. Entity Name: Verdera Energy Corp. Investment related: No "Address: Verdera Energy Corp c/o #1200-750 West Pender Street Vancouver, BC V6C 2T8 No website yet." Nature of the other business: Energy Minerals Position/Title/Relationship: Owner/Partner Start Date: 10/25/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: This company is a Mineral Exploration and Development company focusing on energy minerals and their development in the U.S. state of New Mexico. My role would be that of passive investor only. I would have no role or duties inside the company and there is no similarity to my job function at JPMC. This company does not compete with JPMC and has no connection to JPMC." Entity Name: Dig World Investment related: N "Address: 2788 Carol Collier Court Katy, Texas 77494" Nature of the other business: Amusement Park Position/Title/Relationship: Board Member Start Date: 06/01/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I was cleared to be an owner w/ request ID: 561590. I partially own and now seek a board seat to help make board level company business decisions. This poses no conflict and will not interfere with my duties at JPMC. It is an unrelated line of business. I expect 3-5 hrs/ qtr outside of work hours ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 4/17/2013 ADDRESS: 1880 HOUSTON, TX. CONDO. DETAILS: This is a condo which I own and no longer live in. I would like to rent to rent it to others. HOURS DEDICATED (per month unless otherwise indicated): 2 HOURS DURING TRADING: NONE INVESTMENT RELATED: YES ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: GULF COAST PRODUCE CO. POSITION: OWNER / BUYER / SELLER / BROKER / DESIGN CONSULTANT START DATE: 1/1/2003 ADDRESS:8605, Houston TX DETAILS: IMPORTATION , PURCHASE, SALES, CONSULTATION, DESIGN, AND ACTING AS INTERMEDIARY FOR PRODUCTS SUCH AS FLOOR TILES AND PRODUCE. HOURS DEDICATED (per month unless otherwise indicated): 4 HOURS DURING TRADING: 0 INVESTMENT RELATED: NO
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-27 |
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