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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-07-19
MO RA APPROVED 2018-06-04
  • TX RA
    APPROVED
    Since 2019-07-19
  • MO RA
    APPROVED
    Since 2018-06-04

Branch Locations

600 Sw Jefferson Street Suite 208, Lees Summit, MO 64063 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Topeka KS 10/1994 05/2018
Raymond James Financial Services, Inc Lees Summit MO 06/2018 Present
Raymond James Financial Services Advisors Inc. Lees Summit MO 06/2018 Present
John Hancock Life Insurance Companies Lees Summit MO 07/2018 10/2022
Columbus Life Lees Summit MO 08/2019 08/2022
  • 10/1994 → 05/2018
    Waddell & Reed, Inc.
    Topeka, KS
  • 06/2018 → Present
    Raymond James Financial Services, Inc
    Lees Summit, MO
  • 06/2018 → Present
    Lees Summit, MO
  • 07/2018 → 10/2022
    John Hancock Life Insurance Companies
    Lees Summit, MO
  • 08/2019 → 08/2022
    Columbus Life
    Lees Summit, MO
Previous Registrations
  • 1997-04-01 → 2018-05-31
    Waddell & Reed
    Kansas City, MO
    Independence, MO
    Lee'S Summit, MO
    Blue Springs, MO
    Columbus, NE
    Independence, MO
    Liberty, MO
    Edmond, OK
    Salina, KS
    Topeka, KS
Other Businesses

1) Name of Business: Beyond Wealth Advisors Address: 600 SW Jefferson St Ste 208, Lees Summit, MO, 64063, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO, Other Investment Related: No Start Date: 06/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner & CEO (2) Name of Business: Employco USA Address: 600 SW Jefferson Street, Lees Summit, MO, 64063, United States Activity Type: Referral Fees Position/Title: Independent Contractor Investment Related: No Start Date: 09/09/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a referral relationship. I refer potential HR clients to them for their services. (3) Name of Business: Minnesota Life Address: 600 SW Jefferson St Ste 208, Lees Summit, MO, 64063, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 03/25/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Life insurance agent for term insurance and Indexed Universal Life with Minnesota Life. (4) Name of Business: Uncommon Business Enterprises, LLC Address: 4324 SE Canter Dr., Lee's Summit, MO, 64082, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 06/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-08
S63 Uniform Securities Agent State Law Examination 1994-12-20
  • S66 Uniform Combined State Law Examination
    2004-07-08
  • S63 Uniform Securities Agent State Law Examination
    1994-12-20
Other Names
  • John Kliewer

View on SEC IAPD

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