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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2019-08-28 |
Branch Locations
6470 East Johns Crossing Ste. 450, Johns Creek, GA 30097 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Century Investment Services Inc. | Lawrenceville | GA | 03/1997 | 09/2017 |
| Guardian Life Insurance Co Of America | Atlanta | GA | 03/2018 | 04/2018 |
| Park Avenue Securities, Llc | Atlanta | GA | 04/2018 | 04/2018 |
| Unemployed | Suwanee | GA | 09/2017 | 03/2018 |
| Guardian Life Insurance Co Of America | Suwanee | GA | 04/2018 | 02/2019 |
| Park Avenue Securities | Suwanee | GA | 04/2018 | 02/2019 |
| Guardian Life Insurance Co Of America | Duluth | GA | 04/2018 | 08/2019 |
| Park Avenue Securities | Duluth | GA | 04/2018 | 08/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2019 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2019 | Present |
1. INDEPENDENT INSURANCE AGENT, 3883 ROGERS BRIDGE RD STE 201-A, DULUTH, GA, 03/2018. FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-3/WK-2/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-17 |
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