Jeffrey Douglas Thomas

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 10/2019
  Triad Advisors, Inc.
  Norcross, GA
• 10/2019 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2019 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2014-11-07 → 2019-10-31
  Triad Advisors Llc
  Peachtree Corners, GA
  Norcross, GA
  Atlanta, GA
• 2008-01-08 → 2014-12-31
  Resource Horizons Investment Advisory, Inc.
  Norcross, GA
  Roswell, GA
  Norcross, GA
• 2006-05-02 → 2007-12-31
  Resource Horizons Group Llc
  Alpharetta, GA
  Norcross, GA
  Marietta, GA
  Marietta, GA
  Norcross, GA
• 2004-05-06 → 2004-12-09
  1St Discount Brokerage, Inc.
  Orange Park, FL
  Norcross, GA
  Fleming Island, FL
• 2003-03-20 → 2004-05-14
  Mml Investors Services, Llc
  Atlanta, GA

Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 2. MULTIPLE CARRIERS, 3740 DAVINCI COURT, STE 430, PEACHTREE CORMERS, GA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 10/31/19, 5/WK- 1/TRADING 3. J & N THOMAS INC, 4536 STILSON CIRCLE, PEACHTREE CORNERS, GA, MANAGE INCOME FLOW, CEO, 01/01/05, NIR, 1/MO- 0/TRADING 4. ADVISORY SOUTH, 3740 DAVINCI CT, STE 430, PEACHTREE CORNERS, GA, BUSINESS NAME/PRINCIPAL, 11/29/19, INV REL, 160/MO- 130/TRADING 5. ADVISORYSOUTH JOHNS CREEK, LLC / 6470 East Johns Crossing, Johns Creek GA 30097 / 02/01/2022 / NIR / MEMBER & MANAGER OF PASS-THROUGH BUSINESS / 5HR/MO - 2HR/MO TRADING 6. JEFFREY THOMAS, 6470 EAST JOHNS CROSSING, STE 450, JOHNS CREEK, GA, 02/2024, CONSULTANT, INSURANCE AND ANNUITIES, NIR, 1 HR/MO, 1 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-12-01
• S63 Uniform Securities Agent State Law Examination
  1997-02-13

Other Names

• Jeff Thomas