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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-03-13
IL RA APPROVED 2020-07-02
  • TX RA
    APPROVED_RES
    Since 2023-03-13
  • IL RA
    APPROVED
    Since 2020-07-02

Branch Locations

2101 Eastland Dr, Bloomington, IL 61704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Bloomington IL 10/2005 Present
Thrivent Financial For Lutherans Appleton WI 10/2005 Present
Other Businesses

SALVATION ARMY POSITION: Advisory Board President NATURE: Advisory boards provide valuable assistance and advice. Local community leaders volunteer their efforts to help the Army in maintaining good business and professional relations. As opposed to a Board of Directors, Advisory Board members are volunteers with no fiduciary responsibility or liability. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 10/08/2015 ADDRESS: 611 W. Washington, Bloomington IL 61701, United States DESCRIPTION: Support and advocate the Salvation Army's mission/programs to the community. Serve as a liaison between the Salvation Army and the community. Support and assist officers and staff with solving administrative and operational matters. Monitor, interpret and communicate to the Officers and the Army the pulse and needs of the community. WISHBONE CANINE RESCUE POSITION: Emeritus Board Member NATURE: Shelter for abused dogs. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2014 ADDRESS: 1716 RT Dunn Ste 4, Bloomington IL 61701, United States DESCRIPTION: Vote on decisions affecting the shelter and the work it does to save animals

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-06-18
S63 Uniform Securities Agent State Law Examination 2005-12-05
  • S65 Uniform Investment Adviser Law Examination
    2020-06-18
  • S63 Uniform Securities Agent State Law Examination
    2005-12-05

View on SEC IAPD

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