Daniel Pena Lawson

Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-08-11

TX RA
APPROVED

Since 2014-08-11

Branch Locations

San Antonio, TX • United States

Citi Wealth Management, Supervision 100 Citibank Dr, Bldg 2, San Antonio, TX 78245 • United States

Citi Wealth Management, Supervision 6715 North Palm Avenue #208, Fresno, CA 93704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup	San Antonio	TX	08/2014	Present

08/2014 → Present

Citigroup

San Antonio, TX

Previous Registrations

2013-05-30 → 2014-08-11

Morgan Stanley

San Antonio, TX
2007-04-20 → 2013-06-03

Citigroup Global Markets Inc.

Jacksonville, FL

Other Businesses

Condra Arista (Talent Agency); Not investment-related; San Antonio, TX; Affiliation started 04/01/2016; Title: Talent; Duties: Actor; No time is devoted to the business each month during security trading hours; 30 hours are devoted to the business each month outside of security trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-04-18
S63	Uniform Securities Agent State Law Examination	2005-07-25

S66 Uniform Combined State Law Examination

2007-04-18
S63 Uniform Securities Agent State Law Examination

2005-07-25

Other Names

Daniel Lawson

View on SEC IAPD