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Kevin Stanley

Charles Schwab & Co., Inc.

Stamford, CT

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-06-28
  • CT RA
    APPROVED
    Since 2022-06-28

Branch Locations

300 Atlantic St. Suite 130, Stamford, CT 06901-3514 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Fairfield CT 02/2015 06/2022
Charles Schwab & Co., Inc. Stamford CT 06/2022 Present
Charles Schwab Bank, Ssb Stamford CT 06/2022 Present
  • 02/2015 → 06/2022
    Fidelity Investments
    Fairfield, CT
  • 06/2022 → Present
    Charles Schwab & Co., Inc.
    Stamford, CT
  • 06/2022 → Present
    Charles Schwab Bank, Ssb
    Stamford, CT
Previous Registrations
  • 2018-07-13 → 2022-06-21
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2015-03-19 → 2018-07-13
    Strategic Advisers Llc
    Fairfield, CT
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-03-16
  • S63 Uniform Securities Agent State Law Examination
    1995-03-16
Designations
Other Names
  • Kevin A Stanley
  • Kevin Aloysius Stanley

View on SEC IAPD

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DWM ASSET MANAGEMENT, LLC · STAMFORD, CT
O'SHAUGHNESSY ASSET MANAGEMENT, LLC · STAMFORD, CT
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