Benjamin Joseph Ashby

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2024-06-18

Branch Locations

Lutherville Timonium, MD • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
T Rowe Price	Owings Mills	MD	11/2021	02/2023
Td Ameritrade, Inc	Lutherville	MD	05/2014	10/2021
Td Ameritrade Investment Management Llc	Owings Mills	MD	05/2014	10/2021
T. Rowe Price Advisory Services, Inc.	Owings Mills	MD	11/2021	02/2023
T. Rowe Price Investment Services, Inc.	Owings Mills	MD	11/2021	02/2023
Tiaa	Baltimore	MD	02/2023	Present
Tiaa-Cref Individual & Institutional Services, Llc	Baltimore	MD	02/2023	Present

11/2021 → 02/2023

T Rowe Price

Owings Mills, MD
05/2014 → 10/2021

Td Ameritrade, Inc

Lutherville, MD
05/2014 → 10/2021

Td Ameritrade Investment Management Llc

Owings Mills, MD
11/2021 → 02/2023

T. Rowe Price Advisory Services, Inc.

Owings Mills, MD
11/2021 → 02/2023

T. Rowe Price Investment Services, Inc.

Owings Mills, MD
02/2023 → Present

Tiaa

Baltimore, MD
02/2023 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Baltimore, MD

2021-11-04 → 2023-03-16

T. Rowe Price Advisory Services, Inc.

Owings Mills, MD
2014-06-04 → 2021-10-07

Td Ameritrade, Inc.

Towson, MD

Charlotte, NC
2014-06-04 → 2021-10-07

Td Ameritrade Investment Management, Llc

Lutherville, MD
2008-07-22 → 2014-06-02

T. Rowe Price Advisory Services, Inc.

Mclean, VA

Owings Mills, MD

Owings Mills, MD

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-03-31
S63	Uniform Securities Agent State Law Examination	2006-06-29

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