Stephen Aaron Bearden

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → Present
  Morgan Stanley Smith Barney Llc
  Los Angeles, CA

Previous Registrations

• 1994-11-15 → 2012-01-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bloomfield Hills, MI
  Oakland, CA
  Farmington Hills, MI
  Palo Alto, CA
  Farmington Hills, MI

Other Businesses

1. RENTAL PROPERTIES- 8311 BRONSON, HOUSTON,TX 77034- FATHER IS THE TENANT- 5810 LITTLE GROVE, PEARLAND, TX 77581- SISTER IS THE TENANT- 1 HOUR OUTSIDE BUSINESS HOURS FOR BOTH, 0 DURING TRADING HOURS, 0 SHARES HELD- NON INVESTMENT RELATED- THESE ARE STANDARD RENTAL HOMES. I ONLY COLLECT RENT AND OCCASSIONALLY ARRANGE FOR REPAIRS/MAINTENANCE 2. *428577 - Rental Property - 5825 East Post Oak Lane; Investment related - Yes; Houston, Texas; Real estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 06/2021; During business hours: 0; After business hours: 1; Property Management

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-11-23
• S63 Uniform Securities Agent State Law Examination
  1994-11-10

Other Names

• Stephen A Bearden