Miguel-Angel Lopez

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Bethesda, MD
• 11/2016 → 01/2018
  Wells Fargo Clearing Services, Llc
  Bethesda, MD
• 01/2018 → Present
  Steward Partners Global Advisory, Llc
  Bethesda, MD
• 01/2018 → Present
  Steward Partners Investment Advsiory, Llc
  Bethesda, MD
• 01/2018 → 05/2022
  Raymond James Financial Services, Inc.
  Bethesda, MD
• 05/2022 → Present
  Steward Partners Investment Solutions, Llc
  Bethesda, MD

Previous Registrations

• 2009-02-27 → 2018-01-19
  Wells Fargo Clearing Services, Llc
  Bethesda, MD
  Rockville, MD
• 2001-08-23 → 2009-03-17
  Ubs Financial Services Inc.
  Rockville, MD
  Rockville, MD

Other Businesses

(1) Name of Business: 10707 Hampton Mill Terrace # 200 Rockville MD 20852 Address: 7550 Wisconsin Ave Ste 420, Bethesda, MD, 20852, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 03/04/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2) Name of Business: Steward Partners Investment Advisory LLC Address: 7550 Wisconsin Ave Ste 420, Bethesda, MD, United States Activity Type: Independent RIA Position/Title: Investment Related: No Start Date: 01/11/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Advisory services to clients.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-01-27
• S63 Uniform Securities Agent State Law Examination
  1995-01-04

Designations

Other Names

• Miguel-Angel Lopez
• Miguel Lopez