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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-26 |
Branch Locations
1512 Eureka Rd, Roseville, CA 95661 • United States
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-26 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
1512 Eureka Rd 3Rd Fl, Roseville, CA 95661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuna Brokerage Services, Inc. | Waverly | IA | 01/2002 | 08/2020 |
| Cuna Mutual Group | Waverly | IA | 01/2002 | 08/2020 |
| Cuso Financial Services, Lp | San Diego | CA | 08/2020 | 05/2025 |
| Patelco Credit Union | Citrus Heights | CA | 08/2020 | 03/2026 |
| Lpl Financial Llc | Citrus Heights | CA | 05/2025 | 03/2026 |
| Wells Fargo Clearing Services, Llc | Roseville | CA | 03/2026 | Present |
| Wells Fargo Advisors Financial Network, Llc | Roseville | CA | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-16 |
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