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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2002-08-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
05/2012, Board Member, Vice President, Michael Geltrude Foundation, 281 Franklin Avenue, Nutley, NJ 07110, 501 (C) 3 FUNDRAISING/CANCER, 5 hrs/month, $0 annual comp; 05/2012, Board Member, 1st Cerebral Palsy Center of NJ, 7 Sanford Avenue, Belleville, NJ 07109, oversee policy and procedures, assist in raising funds, 6 hrs/month, $0 annual comp; 04/2013, Board Member, Director, Cheer me up Foundation, 7 Mill St, Belleville, NJ, 1 hr/month, $0 annual comp; 04/2013, Board member, Nutley High School, Nutley, NJ, 1 hr/month, $0 annual comp; 01/01/1999, Partner, less than 1%, ARC Corporate Realty Trust/Eatontown LLC, 1401 Broad St, Clifton, NJ 07013, 0 hrs/month, $0 comp; 01/01/2000, Vice President, Nutley Parkside, 7 William St, Nutley, NJ 07110, attend board meetings, 2 hrs/month, $0 comp; 12/15/2023, Board Member, Job Haines At Home LLC, 73 Park St, Montclair, NJ, 2 hrs/month, $0 comp; Administrator or executor of an estate or trustee of a trust for a non-family or family member, serving as POA for mother, Rose Cocco; Various other outside insurance appointments
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-21 |
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