John Marion Hopper

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2020-09-21

VA RA
APPROVED

Since 2020-09-21

Branch Locations

The Arrington Building 1802 Bayberry Court - Suite 200, Richmond, VA 23226 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfiend	IA	09/2015	04/2019
Oppenheimer & Co, Inc	Richmond	VA	09/2020	Present
Unemployed	Richmond	VA	05/2019	09/2020

09/2015 → 04/2019

Cambridge Investment Research, Inc

Fairfiend, IA
09/2020 → Present

Oppenheimer & Co, Inc

Richmond, VA
05/2019 → 09/2020

Unemployed

Richmond, VA

Previous Registrations

2015-09-30 → 2019-04-12

Cambridge Investment Research Advisors, Inc.

Henrico, VA
2010-09-24 → 2015-06-12

First Horizon Advisors, Inc.

Richmond, VA
2012-04-11 → 2013-10-10

Ftb Advisors, Inc.

Memphis, TN
2005-04-08 → 2010-06-16

Wells Fargo Clearing Services, Llc

Richmond, VA

Richmond, VA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-05-22
S63	Uniform Securities Agent State Law Examination	1994-11-02

S66 Uniform Combined State Law Examination

2003-05-22
S63 Uniform Securities Agent State Law Examination

1994-11-02

Other Names

John Marion Hopper
John Marion Hopper

View on SEC IAPD