Jacob S Safrin

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2025-02-10
CT	RA	APPROVED	2022-07-05
NJ	RA	APPROVED	2022-07-05
NY	RA	APPROVED	2021-04-16
MN	RA	APPROVED	2021-03-26
DE	RA	APPROVED	2021-03-16
MD	RA	APPROVED	2021-03-16
CA	RA	APPROVED	2021-02-05
MA	RA	APPROVED	2018-02-12
FL	RA	APPROVED	2017-02-22

CO RA
APPROVED

Since 2025-02-10
CT RA
APPROVED

Since 2022-07-05
NJ RA
APPROVED

Since 2022-07-05
NY RA
APPROVED

Since 2021-04-16
MN RA
APPROVED

Since 2021-03-26
DE RA
APPROVED

Since 2021-03-16
MD RA
APPROVED

Since 2021-03-16
CA RA
APPROVED

Since 2021-02-05
MA RA
APPROVED

Since 2018-02-12
FL RA
APPROVED

Since 2017-02-22

Branch Locations

Boynton Beach, FL • United States

777 Third Ave Suite 1703, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian Life Ins Co	Pomona	NY	01/2005	12/2024
Park Ave Securities	Pomona	NY	01/2005	12/2024
Guardian Life Insurance Company	Boynton Beach	FL	12/2024	Present
Park Avenue Securities	Boynton Beach	FL	12/2024	Present

01/2005 → 12/2024

Guardian Life Ins Co

Pomona, NY
01/2005 → 12/2024

Park Ave Securities

Pomona, NY
12/2024 → Present

Guardian Life Insurance Company

Boynton Beach, FL
12/2024 → Present

Park Avenue Securities

Boynton Beach, FL

Other Businesses

1. SAFRIN ASSOCIATES (Insurance Other Than Guardian)-Solicit non-Guardian insurance products such as life, disability, long term care, group and annuities,. Start: 08/01/1994, Address: 1507 Route 202, Pomona, NY 10970, 20 total hours per month; 20 during securities trading hours, Investment related, >10% annual compensation, 2. WEALTH ADVISORY GROUP (Insurance Other Than Guardian)-Solicit non-Guardian insurance products such as life, disability, long term care, group and annuities,. Start: 08/01/1994, Address: 1507 Route 202, Pomona, NY 10970, 20 bus hrs per month, Investment related, >10% annual compensation, 3) Safestone LLC,-Safestone has passive ownership in First Financial Resources Group, LLC, Start: 10/01/2018, Address: 1507 Route 202, Pomona, NY 10970, 5 total hours per month; 5 during securities trading hours, Investment related, Less than 10% annual compensation, 4)JEMMSIR LLC - JOINT MEMBER OF LLC SOLELY CREATED AS BENEFICIARY ON LIFE INSURANCE POLICY, Start: 05/16/2022, Address: 1507 ROUTE 202, POMONA, NY 10970, 0 total hours per month 0 during securities trading hours, Not Investment related, No annual compensation, 5.) power of attorney- trustee, power of attorney for father, Start: 03/28/2022, Address: 20 Bruck Ct, Spring Valley, NY 10977, 0 total hours per month 0 during securities trading hours, Not Investment related, No annual compensation,

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-01-16

S63 Uniform Securities Agent State Law Examination

1995-01-16

Designations

Certified Financial Planner
Chartered Financial Consultant

View on SEC IAPD