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Kent Franklin Rice

Hawken Wealth Management

Reno, NV

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Current Employers
Hawken Wealth Management

Reno, NV • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2021-05-11
TX RA APPROVED_RES 2021-03-17
  • NV RA
    APPROVED
    Since 2021-05-11
  • TX RA
    APPROVED_RES
    Since 2021-03-17

Branch Locations

Reno, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed, Family Limited Partnership Reno NV 07/2005 Present
  • 07/2005 → Present
    Self Employed, Family Limited Partnership
    Reno, NV
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-24
S63 Uniform Securities Agent State Law Examination 1995-02-21
  • S65 Uniform Investment Adviser Law Examination
    2020-07-24
  • S63 Uniform Securities Agent State Law Examination
    1995-02-21
Other Names
  • Kent F Rice
  • Kent Rice

View on SEC IAPD

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