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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-14 |
| CT | RA | APPROVED | 1995-10-24 |
Branch Locations
250 State St Unit E1, North Haven, CT 06473-2182 • United States
30 Waterside Dr Ste 302, Farmington, CT 06032 • United States
Westport, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | North Haven | CT | 05/1994 | 03/2020 |
| Ameriprise Financial Services, Llc | North Haven | CT | 03/2020 | Present |
Real Estate Ownership; Commercial; 250 State Street 1st FloorBldg E1North Haven, CT 06473, ,; Not Investment-Related; 02/01/2006. Business Ownership; RAB Properties LLC; co-owner / Manager; This is an LLC for real estate ownership; 250 State St - Unit E1North Haven, CT 06473, ,; Investment-Related; 08/01/2014; 1 to 9 hours per month; 1 to 9 during trading hours / RAB Properties Operating Group LLC; co-owner / Manager; LLC used to purchase practice; 250 State Street Unit E1 North Haven, CT 06473, ,; Not Investment-Related; 05/01/2019; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-28 |
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