Gerard Gray

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2003 → 12/2016
  Kibble & Prentice
  Seattle, WA
• 06/2003 → 12/2016
  M Holdings Securities, Inc.
  Tacoma, WA
• 12/2016 → 06/2021
  Voya Financial Advisors, Inc.
  Tacoma, WA
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-10-30 → 2021-06-09
  Voya Financial Advisors, Inc.
  Clackamas, OR
  Tacoma, WA
  Mountlake Terrace, WA

Other Businesses

NAME OF ENTITY:LIFE SETTLEMENT; No; 1800 PEMBROOKE STE 240; ORLANDO; FL; 32810; LIFE SETTLEMENT; INDEPENDENT AGENT; 8/1/2017; 2; 2; LIFE SETTLEMENTS.|NAME OF ENTITY:GRAY RETIREMENT AND INSURANCE SOLUTIONS; Yes; 3831 N SHORE BLVD NE; TACOMA; WA; 98422; FINANCIAL SERVICES/DBA; OWNER; 1/24/2017; 160; 160; SALE OF INSURANCE,SECURITIES AND INVESTMENT PRODUCTS.|NAME OF ENTITY: Independent Insurance Agent; Yes; 3831 N SHORE BLVD NE; TACOMA; WA; 98422; Fixed Insurance Sales; Independent Insurance Agent; 12/19/2016; 160; 160; Sales of fixed insurance products|

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-10-21
• S63 Uniform Securities Agent State Law Examination
  1995-03-27

Other Names

• Gerry Gray